Tales of the Dummling

Many of Grimm’s fairytales begin with three sisters or three brothers who have a critical task to perform.  Invariably, the youngest succeeds.    In her introduction to a story called “The Golden Bird,” Maria Tatar, editor of the recently published bicentennial collection says: “If the female protagonists of fairy tales are often as good as they are beautiful, their male counterparts often appear to be as young and naive as they are stupid.”

“The Golden Bird” illustrates the point.  The youngest son is so hopeless that even his animal guide, a fox, grows frustrated, yet in the end, the boy wins “complete happiness.”

Not all youngest sons are so dense, and sometimes the stories have great depth, like “The Water of Life,” which I discussed here last March (http://wp.me/pYql4-1OC and http://wp.me/pYql4-1Pm).

According to Marie-Louise von Franz, Carl Jung’s closest colleague and author of five books on fairytales, the Brothers Grimm published  50-60 stories of dumb youngest sons.  Von Franz thought these stories were so important, individually and culturally, that she started her first book on folklore, The Interpretation of Fairytales 1970, with a detailed study of one Dummling tale, “The Three Feathers.”  The story is one of the better known Grimm stories, present in the new annotated edition as well.  What follows is a brief synopsis.  The tale isn’t long and those who wish can read it on Project Gutenberg: http://www.reelreality.com/fairy_tales/grimms_fairy_stories/index.html#dummling

“The Three Feathers” from the Project Gutenberg ebook edition of Grimm’s fairytales.

*** Synopsis of The Three Feathers ***

Once an aging king had three sons. Two were clever, but the third didn’t say much and was considered dim-witted.  People called him Dummling [or “Dummy” depending on the translation].  The king decided to test the boys to determine who should rule his kingdom when he was gone.   He told them whoever returned with the most beautiful carpet would inherit the kingdom.  Then he took them outside, blew three feathers into the air and told his sons the feathers would determine which way they should go.

One son’s feather flew east and another’s west, but Dummling’s feather flew straight ahead a few paces and fell to the ground.  The other brothers laughed and set out, but Dummling just sat down by the feather and waited.  Eventually he noticed a trapdoor nearby.  It opened onto a staircase descending into the earth.  The boy followed the stairs down to another door on which he knocked.  From inside a voice called:

“Maiden, fairest, come to me,
Make haste to ope the door,
A mortal surely you will see,
From the world above is he,
We’ll help him from our store.”

Inside was a fat toad, surrounded by many smaller toads.  The boy said he needed the world’s most beautiful carpet.  The toad called out to the younger ones to “bring the box for the boy at the door.”  Inside was a beautiful carpet.  Dummling carried it home, his father was astonished, and declared that he should be the next king.

“The Three Feathers” from the Project Gutenberg ebook edition of Grimm’s fairytales.

The two other brothers, who had simply bought pieces of linen from the first peasant women they met on the road, protested so loudly that the king decreed another test.  He sent his sons out to find the most beautiful ring.  Again one feather blew east, another west, and Dummling’s by the trapdoor.  The fat frog called for a box in which the boy found a beautiful gold ring.  The brothers brought rings they had made from  nails they had taken from cart wheels.

Again the king declared Dummling the winner, and again the older brothers protested.  The king’s third test was to bring home the most beautiful wife.  Dummling won a toad bride who became a beautiful human woman after he took her home.  The brothers, who had married the first peasant women they met, complained again so the king ordered a fourth test.  The brides were ordered to jump through a hoop suspended in air.  Naturally, Dummling’s wife, who had been a toad, easily won.  Dummling received the crown and he ruled “with great wisdom” for many years.

Jumping through the hoop by Arthur Rackham

Jumping through the hoop by Arthur Rackham

***

In The Interpretation of Fairytales, Marie-Louise von Franz devoted three chapters to an in depth analysis of this tale.  She believed Dummling stories reflect the situation of individuals, cultures, and institutions that get stuck when certain rigid patterns and ideas cut them off from sources of renewal.

The first thing she notes is that all the Dummling tales begin with a father and three sons but no wife or sisters.  The feminine element is missing and regardless of what he sets out to do, the most important achievement of the younger son will be to bring home a bride.  In abstract terms, that is bringing Eros into a situation overweighted with Logos.  Von Franz cites cultural examples like the importance of the cult of the Virgin Mary in the medieval Catholic church.  She also says that third-son stories:

“compensate the conscious attitude of a society in which patriarchal schemes and oughts and shoulds dominate.  It is ruled by rigid principles because of which the irrational, spontaneous adaptation to events is lost.  It is typical that Dummling stories are statistically more frequent in the white man’s society than in others, and it is obvious why that is so.”

Once you start thinking along these lines, many characters spring to mind from history as well as the arts.  Saint Francis, who called himself “God’s Fool,” brought flexibility and Eros to the medieval church.  A classic movie example from recent times is  Forest Gump 1994.  Tom Hanks’ Dummling character succeeded where the smart people failed.  Gump, who lived in the moment and was close to his emotions, reacted to things as they happened rather than to his own fixed ideas.  Remember the movie’s opening shot of a feather?  If nothing else, that convinces me that Forest Gump’s creators knew the Dummling stories in detail.

Tom Hanks as a modern Dummling

Tom Hanks as a modern Dummling

Von Franz amplifies the detail of the feather, saying it was a common medieval practice in many countries.  “If someone did not know where to go, if they were lost at a crossroads or had no special plan, he would take a feather, blow on it and walk in which ever direction the wind took it.  That was a very common kind of oracle by which you could be guided.”

It isn’t as apparent in this Dummling tale as it is many others that the older brothers are modern A-types.  They don’t have time to fuss with insignificant creatures like frogs, or dwarves, or old ladies, or any of those helpful beings who guide the youngest brothers on their way.  Youngest brothers have time to listen because their calendars are clear.  They sit by their feathers or walk through the forest, paying attention and waiting for new ideas to arrive.

Von Franz used the feather analogy in discussing her method of therapy.  She said when her patients were stuck, she would listen to their dreams to see which way the winds of the psyche were blowing.  When I studied psychology, one of my teachers spoke in the same vein, of the importance of listening to the little impulse, the small thoughts that are easy to ignore, like “Oh, that looks interesting,” or “Wouldn’t it be nice to take a few hours off for a walk beside the river?”  Smart older brothers, working on their MBA’s, don’t have time for things like that, which is how they get into therapy in the first place.

I’ve heard that when he was president, Harry Truman once said, “We’re going to try X, and if that doesn’t work, we’ll try something else.”  Our government might not be so stuck if politicians dared to admit that sometimes they don’t know the answers and need to see which way their feathers blow.

Sometimes being “smart” is a greater hindrance than being “dumb,” for the key thing is to be teachable.

I came upon the Dummling stories years ago, and they often come to mind when things are stuck in my own life or in what I observe around me.  “When you don’t know what to do, do nothing,” is a common and useful bit of advice.  I sometimes restate it and say, “When you don’t know what to do, sit by your feather and pay attention.”

The White Forest: an audiobook review

The White Forest, Adam McOmber’s debut novel, is a supernatural mystery set in Victorian England. Jane Silverlake lives in isolation with her father in a crumbling mansion on Hampstead Heath. She is grateful for the friendship of Madeline Lee and Nathan Ashe, a handsome young Crimean war veteran.

Since her mother died when she was six, Jane has been able to hear and feel the souls of man-made objects. Nathan, with a mystical bent, is convinced that Jane’s gift offers a key to the Empyrean, a hidden heavenly realm. Nathan joins a cult led by the sinister Ariston Day and disappears after a secret ritual. When Jane touches any of Nathan’s possessions, she has visions of an eerie white forest, as well as a Lady of Flowers who is connected with her mother’s death. With Maddie at her side, Jane sets out to confront Day, rescue Nathan, and unravel the mystery of the Lady of Flowers which is close to the mystery of her own identity.

This is my kind of fictional premise, and it also parallels history: late 19th century Britain saw a huge resurgence of interest in western occult traditions. I’m a huge fan of audiobooks and that’s the edition I chose after The White Forest’s publication in September, 2012.

Unfortunately, in all respects, the story is smaller than life.

The romantic triad of Jane, Maddie, and Nathan never has a strong enough pulse to drive the story. Jane seeks to rescue Nathan out of friendship and guilt for leading him astray, not out of love. At moments Jane feels the desire to be desired but we sense that she and Maddie would be fine in the end if Nathan never returned. Jane’s lack of passion for Nathan paralleled my lack of passion for her and her friends; I liked them – most of the time – but I never loved them.

“World building” is a key element of any magical world, but McOmber doesn’t carry it far enough. Despite plenty of backstory, the White Forest, the Empyrean, and the Lady of Flowers are never coherently integrated. In addition, Jane’s magical power, the ability to feel and let others feel the nature and history of objects, never feels that significant. There’s a wealth of information in print and online about 19th and early 20th century mysticism in Britain, such as the papers of The Golden Dawn. Just a bit more energy devoted to research by the author might have produced a compelling metaphysic for his world.

The lack of energy I sense in the world of The White Forest and its characters contributed to a lack of energy on my part as a listener. I downloaded the audio version last September, and just finished it now, as one of those end-of-the-year housecleaning chores. Though I wanted to like this book, I was disappointed and cannot recommend it.

Something is happening here…

Readers of a certain age will recognize the title of this post as part of the chorus of one of Bob Dylan’s iconic songs of the ’60’s, “Ballad of a Thin Man.”

And something is happening here
But you don’t know what it is
Do you, Mister Jones ?

What brought the song to mind was another simple phrase which seemed to sum up our own time in a similar pithy way.  Strangely enough, it came from a piece on CNN.com called “Why the best thing you can do is fail,” by Eddie Obeng, founder of a virtual business school  http://www.cnn.com/2012/12/30/opinion/obeng-business-disruption-ted/index.html.  Here is the passage that caught my attention:

“What’s happened in business is that the rules of the real 21st century aren’t clear to us, so instead we spend our time responding rationally to a world which we understand and recognize, but which no longer exists.”

We can substitute many other words for “business” and find the phrase rings equally true.  Try it.  “What’s happened in [publishing, school safety, government, warfare, economics, international relations] is that the rules of the real 21st century aren’t clear to us, so instead we spend our time responding to a world which we understand and recognize, but which no longer exists.”

Both the Dylan lyrics and Obeng’s observation put into simple words what we’ve known for some time but could not express so clearly.

One of my favorite words, liminal, stands for times like these, times of uncertainty and change in the life of an individual or a culture.  Webster’s Dictionary defines liminal as: “1 of or at the limen or threshold 2 at a boundary or transitional point between two conditions, stages in a process, ways of life, etc.”

I started a post in December concerning what fairytales have to say about living in liminal times.  Fairytales always happen in times of transition or crisis times.  Your father will die if you don’t find the water of life.  Your stepmother wants to kill you, or you find your new husband is a serial killer.  The king will cut off your head if you fail to capture  the firebird.

Can this be relevant to the 21st century?  I’m convinced that it can.

Right now I’m reveling in one of my Christmas presents, The Annotated Brothers Grimm, a fine new collection published to celebrate the bicentennial of Grimm’s fairytales.

Reading so many stories at the same time raises a number of questions.  What does it take for a character to survive their otherworld challenges?  Sometimes you have to obey a witch, and at other times you need to push her into the oven.  Sometimes not knowing is an asset and sometimes a fatal flaw.  You should listen to animals by the side of the road unless they are wolves and you’re wearing red.

I don’t expect to come up with definite answers, but I do expect to turn up some interesting questions.  This is my immediate plan; after that, I’ll do as I’ve always done on this blog, make things up as I go along.

I very much hope you’ll stay tuned.  And now, I’ll leave you with my wish for a joyous and prosperous 2013, and with a very old clip of Bob Dylan doing “Ballad of a Thin Man” in 1966 in Copenhagen…

The Yule Lads: Icelandic Christmas folklore.

The Yule Lads

In most Christian countries, Christmas was slower to catch on than other major church holidays.  The clergy may have been wary of pagan solstice celebrations which happened at the same time of year and included serious revelry.  Some early Christmas festivities mimicked the custom.  They were banned in 17th century England, and American Puritans outlawed them too.

According to Brian Pilkington, author of The Yule Lads, Iceland was ahead of the curve. A 16th century law stated that “All disorderly and scandalous entertainment at Christmas and other times and Shrovetide revels are strongly forbidden on pain of serious punishment.”

Icelandic winters are long and dark, with fewer than five hours of daylight at this time of the year.  Imagination tends to fill the darkness with what we fear, and Pilkington’s book describes “the lads” that kept Icelandic children awake at night.  The gentlemen pictured on the cover are not our shopping mall Santas!

The matriarch of the clan was the ogress, Gryla, who loved to eat stewed children.  It couldn’t be just any kid though.  It had to be one who was “naughty, lazy, or rude.”  In one 13th century account, Gryla had 15 tails, and tied to each was a sack full of naughty children.  It was not “the most wonderful time of the year” if you were young!  The Icelandic word for icicle is “grylukerti” which means “Gryla’s candle.”

Gryla. CC-by-SA-2.5

Gryla had three husbands and 80 children, though legend now boils it down to 13 sons who visit the homes of children on successive nights from Dec. 12 – 25.  Time and the law have taken the edge off the Yule Lads, for a 1746 decree said “The foolish custom, which has been practiced here and there about the country, of scaring children with Yuletide lads or ghosts, shall be abolished.”  By the 19th century, the Lads had morphed from cannibals into rascals and petty thieves, who even began to leave gifts for good children who left their shoes on a window ledge.

The first to arrive was Stekkjarstaur, the “Sheep Worrier.”  He would visit the the sheep cot and try to suck milk from the ewes.  That doesn’t work in December and led author, Brian Pilkington to suggest that Sheep Worrier’s IQ is “somewhat less than three digits.”  These days  he heads for the fridge to get his milk.  If a child has been good, Stekkjarstaur leaves a sugary sweet.  Bad children get a potato.

Next comes Giljagaur, aka, “Gully Gawk” who travels through gullies and ravines, also in search of milk, but he looks for cow barns and inattentive milkmaids.  “Stubby” arrives the third night, as short as his name suggests.  He likes to raid the kitchen, as do the brothers that follow, “Spoon Licker,” “Pot Licker,” and “Bowl Licker.”  In their present forms all they do is mischief, but food thieves were no joke in earlier times.  For northern farming families, the time between Christmas and the spring thaw in April or May could be times of famine if food or fodder for livestock ran short.

The next lad to show up is Hurdaskellir, or “Door Slammer,” one of only two of Gryla’s sons who isn’t out to fill his belly.  Imagine loud bangs in the dead of night and you know how he gets his jollies.

And as if the sons of Gryla were not bad enough, children also had to contend with Jólakötturinn, the Yule Cat, a huge feral creature who hunts children on Christmas Eve instead of mice. Like the lads, the cat discriminates in choosing his victims, eating only those who have not received a new item of clothing for Christmas. Pilkington says that “Until fairly recently in Iceland, all clothing came directly from sheep. The wool had to be washed, combed, and spun before it was painstakingly crafted into a garment. It was a long, arduous process.”  Fear of the Cat induced lazy children to do their part!

This is a fun book and a fine counterbalance to the usual TV holiday movies.  You can picture families gathered around the fire as the wind howls outside, thinking as we do when hearing a good ghost story, “This can’t be true…can it?”  Something within the listeners then and within us now loves to be scared, to confront monsters and vanquish them in imagination.  On that score, Gryla & Sons and the Yule Cat satisfy!

A click on the book cover at the top of this post will take you a site where you can order The Yule Lads.

Time Magazine on self-publishng

The stigma is gone, but the road to nirvana is getting more crowded by the day.  That’s the gist of Andrew Rice’s article, “The $0.99 Best Seller” in the December 10 issue of Time.

Rice visited a romance writer’s convention where Mark Coker, founder of Smashwords, was the most popular speaker, and E.L. James, the best selling author of Fifty Shades of Grey was the symbol of success for many writers in attendance.  Fifty Shades began as Twilight fan fiction before going viral as an ebook and finally landing a traditional Random House contract.  According to Rice, “To Coker and his audience…Fifty Shades…looked like a harbinger of the future of publishing.”

Rice said there were 30 self-published ebooks on a recent list of Amazon top sellers and four self-published titles on the New York Times ebook best seller list.  Self-published ebooks are growing at four times the rate of traditionally published titles, and Rice quotes analysts as saying the “big six” publishing houses may soon become three or two or even just one.

This doesn’t mean that it’s easy.  I’m reminded of the California gold rush.  Some who arrived at the gold fields early – the “48ers” – made substantial amounts of money while those who came later did not.  Last year’s ebook celebrity, Amanda Hocking, took a traditional publishing contract when it was offered, saying marketing and promotion got in the way of her writing.  I’ve reviewed books by several excellent indie authors – Jade Scott, Amy Rogers, and Barbara Kloss, and all of them spend huge amounts of time publicizing their work.

Andrew Rice says it’s not going to get any easier:  “the chances of publishing that rare blockbuster grow more remote every day as more stories flood into the market, competing for a finite amount of reader attention.”

Yet for those indie authors I know, it’s not about getting rich or hitting the long shot best seller.  At the core, it’s about finding an avenue to tell the stories that live inside them.  The days when aspiring authors needed traditional publishing for validation and a way of getting their work into print are history, just like quill pens and Underwood typewriters.  The stigma is gone, and good riddance.

Tales of the Elves: Icelandic Folktales for Children

Tales of the Elves cover

One day God decided to visit Adam and Eve.  They welcomed him and introduced  their children – all except the ones Eve had not finished bathing.  After all, you want your kids to be clean when the Supreme Being drops in.  God was aware of this and said, “What is hidden from me shall be hidden from men.”  Those children became the elves who live in the hills and mounds of Iceland.  They can see us but we can’t see them unless they wish it.

I know this because I read a magical book, Tales of the Elves, based on the Icelandic folktales of Jon Arnason, adapted by Anna Kristin Asbjornsdottir and illustrated by Florence Helga Thibault.  I found the book on our visit to Iceland, which I wrote about in the fall.

Interest in elves isn’t limited to children in Iceland.  One day, as we toured the countryside, our driver pointed to a spot in a wide valley where the highway curved around a pair of volcanic rocks.  The stones were only 8′ – 10′ tall, nothing modern earth movers couldn’t remove.  That was the intention of the highway crew.  The problem was, the bulldozers broke down or stalled every time they  approached the twin rocks.  Every time.  Locals explained that the stones marked the entrance to an underground elven settlement.  The equipment worked perfectly after the construction crew decided to route the highway around the stones.

If this reminds you of Irish fairies, there’s good reason.  Genetic testing has proven that many Icelanders, especially the women, came from Ireland, specifically, the viking settlements there.  The stories themselves teach us similar lessons in coexisting with “the hidden ones.”

“Midwife to the elves” shows how the elven folk can give the gift of the sight and take it away again.  “Elf Wind” demonstrates the courage and cunning required to set things right if you do something foolish, like cut the grass on an elven mound.  “Payment for Milk” is about the boons the elves can grant if you treat them with kindness and goodwill.

I’d been looking forward to writing this review since I found Tales of the Elves, but unfortunately I couldn’t find any venue where interested readers can find the book.  Not on Amazon US or UK.  Not on bookfinders.com or ebay.  I couldn’t find ordering information on the publisher’s website.  I posted a request for information on the illustrator’s Facebook page, and I’ll pass along anything I discover.  Meanwhile, here is the information – if you love folklore and fine illustration of fantasy themes, it’s worth keeping an eye open for this book.

Anna Kristin Asbjornsdottir (adaptation), Florence Helga Thibault (illustration), Victoria Cribb (trans), Tales of the Elves, Bjartur publishing, Reykjavik, 2012

ISBN:  978-9979-788-80-5

Please post any information you may discover.

Cloud Atlas: a movie review

Synopsis by author David Mitchell: “An exploration of how the actions of individual lives impact one another in the past, present and future, as one soul is shaped from a killer into a hero, and an act of kindness ripples across centuries to inspire a revolution.”

***

One viewing isn’t sufficient for a comprehensive “review” of a movie like this.  Like Roger Ebert, who called Cloud Atlas “one of the most ambitious films ever made,” I knew before it was half over that I wanted to watch it again.  Different critics have praised and panned the movie.  I want to offer a brief synopsis and weigh in with a solid two thumbs up.

It’s harder to move around in time in movies than in books. Inception 2010, notably altered the linear flow of time, with four levels of dreaming that unfolded simultaneously, yet fundamentally it was structured as a frame-tale.  Scheherazade did the same thing centuries ago in the The Arabian Nights.

British author, David Mitchell tried something more ambitious in his novel, Cloud Atlas 2004.  Six stories take place in different times and places, with implications that past, present, and future interconnect in ways that are too complex for a linear narrative.  For one thing, Mitchell says that the main characters in the different tales that bear an unusual birthmark are reincarnations of the same character.  Somni~451, the clone-turned-visionary in the dystopian future scene voices what I take to be the core theme of the movie:  “Separation is an illusion.  All our lives are interconnected.”

Counter to what I expected, the different stories were not hard to follow.  Anyone interested in fresh ways of imagining novels and movies should not miss Cloud Atlas.  I’m pretty sure you’ll want to see it more than once.

More on the Brothers Grimm bicentennial

Earlier this month, I posted a piece on the 200th anniversary of first edition of the Brothers Grimm’s collection of German fairytales: http://wp.me/pYql4-2sw.

Yesterday the Sacramento Bee printed an article on this treasure trove of folklore and some of the worldwide activities the bicentennial has inspired (“The Grimm brothers from many angles,” by Jan Ferris Heenan, http://www.sacbee.com/2012/10/28/4939548/the-grimm-brothers-from-many-anglesin.html).

Of particular interest is the publication of a new collection, The Annotated Brothers Grimm by Harvard professor, Maria Tatar. At $35, it’s not cheap, but since I don’t do Playstation and Christmas is coming up…

In the 45 years after 1812, Jacob and Wilhelm Grimm published six more editions which were eventually translated into more than 160 languages. In the Bee article, Jan Heenan explains that the Grimm brother’s motivation was partly political – Napoleon had conquered the German states and the Grimms sought to preserve something “authentically German.” They also understood the irreversible changes taking place because of industrialization. Farms, towns, and forests, the birthplace of traditional tales for millennia, were emptying out as economic change drove people into cities and factories.

“These stories were the television and pornography of an earlier age,” said author John Updike, and the summaries of earlier versions of the tales makes this clear. Rapunzel got pregnant, the stepmother wanted to eat Snow White’s liver and lungs, and in some versions, Red Riding Hood disrobes for the wolf. Not the stuff of Disney, but according to Maria Tartar, the originals offer something more important for adults:

“These are stories that show you no matter how bad it is…if you use your wit and have courage, you can get back home again. Even if we know in the real world that you don’t always survive, these are the stories that tell you…you do have a chance.”

Tartar’s book is the new number one on my wish list.